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"Tackling new projects takes a lot of time and effort. But with cbanc, this is a solution that gives me real work savings. Using the cbanc Network doesn't take up my time, it gives me my time back."

Rich Moldenhauer
Flagship Bank Minnesota

 
 
S.A.F.E. Act Audit
Contributed by:Audit
Asset size: Bank with between $250m - $500m
Location: Southeast
Description: This is an audit program for compliance with the S.A.F.E. Act. Program addresses the following areas: 1. Policies and Procedures 2. Bank Registration 3. Identification of MLOs 4. Registration of MLOs 5. Unique Identifier - When provided 6. Training

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MORE PEER CONTRIBUTED DOCUMENTS:

55 Documents 35 Answers 39 Exam Watches 57 Vendor Reviews

SAFE Act Audit
Asset size: with between $250m - $500m
Description: This SAFE Act Audit was based on an FDIC SAFE Act examination webinar. It is a 3 page word document.
S.A.F.E. Audit checklist
Asset size: with under $250m
Description: S.A.F.E. Act audit checklist is an easy to use tool that contains the testing requirements under the Act.
SAFE Act MLO Registration Audit
Asset size: with between $250m - $500m
Description: This audit program was created as a guide to test compliance with the MLO Registration Requirements of the SAFE Act.


RELATED QUESTIONS AND ANSWERS:
Q
Bank Policies
Asked by: Manager,‚ Compliance/BSA/Legal
Asset size: Bank with
Location:WI

Does anyone have a list of all their bank policies?
A
Answered by:SVP, ‚ Back Office/Deposit Operations
Asset size: Bank with under $250m
Location: WA

I have attached our policy list and board tracking schedule....
Q
Bank Protection Act Audit Work Papers
Asked by: AVP,‚ Retail Banking/Branch Operations
Asset size: Bank with
Location:UT

I'm looking for audit work papers that cover the Bank Protection Act and Bank Facility Security.
A
Answered by:VP, ‚ Audit
Asset size: Bank with under $250m
Location: AL

This is a simple Bank Protection Audit covering minimual security devices. It should be ...


RELATED EXAM EXPERIENCES:
NCUA - Compliance | September 2013
exam experience posted by a VP‚ Lending/Credit/Loan Admin from member with under $250m in assets
I was asked to show the documentation for our "Safe Act Audit". They wanted us to perform an internal audit. We were not prepared at all and had not done this audit. They also were very interested in seeing all of the materials, media channels, etc. on which you have the NMLS numbers posted.
OCC - S&S | March 2014
exam experience posted by a SVP‚ Lending/Credit/Loan Admin from member with under $250m in assets
Exam was very heavy in compliance - the did a very detailed look at Flood and Rural Development loans, even though we sell off the loan, and the servicing. Also looked at Safe Act, SCRA. Also, they are now requiring us to have completed financials on borrowers within 30 days of their year end.
FDIC - Compliance | April 2014
exam experience posted by a COO‚ Lending/Credit/Loan Admin from member with under $250m in assets
Lots of Social Media questions. Wanted a Social Media policy (how the bank uses social media, not how employees use social media), and aMobile Banking Policy.<br/><br/>Also wanted to see a disclosure notice on the Night Deposit stating what happens if items are dropped during the day, after it has been emptied that morning. ie..."Items dropped after 8:30 am will be posted the next business day".

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eSureITy
Internal/External Audit Services
Rehmann Robson

 
 

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