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Rich Moldenhauer
Flagship Bank Minnesota

 
 
BSA Audit program for information sharing
Contributed by:VP‚ Compliance/BSA/Legal
Asset size: Bank with between $500m - $1b
Location: Southeast
Description: BSA Audit program for information sharing testing used in consulting practice.

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MORE PEER CONTRIBUTED DOCUMENTS:

128 Documents 76 Answers 41 Exam Watches 83 Vendor Reviews

BSA Audit General Program Requiements
Asset size: with between $500m - $1b
Description: 5 pages of the audit workpapers for BSA/AML General Program Requiments used in consulting
BSA/AML PROGRAM
Asset size: with under $250m
Description: This is our BSA/AML Program.
Information Security Program
Asset size: with between $500m - $1b
Description: This Information Security Program was written by the Compliance/Audit Officer and IT Director/Security Officer. It is 15 pages in length and includes an exhibit. Some program specific information was removed, but you can include your core information where appropriate and add detail as necessary. This Program has gone thru several exams and audits and has had very good reviews with minor changes required.


RELATED QUESTIONS AND ANSWERS:
Q
BSA Board Training
Asked by: Manager,‚ Back Office/Deposit Operations
Asset size: Bank with
Location:TX

Looking for creative ways to train the Board of Directors for the required annual BSA training that would not last longer than 20 minutes.
A
Answered by:VP, ‚ Compliance/BSA/Legal
Asset size: Bank with under $250m
Location: IA

The board of directors do on line training like the rest of the employees.. The board of...
Q
BSA Software
Asked by: VP,‚ Audit
Asset size: Bank with
Location:TN

Can anyone recommend software for risk rating customers for BSA enhanced due diligence?
A
Answered by:SVP, ‚ Compliance/BSA/Legal
Asset size: Bank with under $250m
Location: OH

I too recommend BankersToolbox BAM. It risk-rates the customers by product, geography, t...


RELATED EXAM EXPERIENCES:
FRB - BSA/AML | September 2011
exam experience posted by a EVP‚ Risk Management from member with between $250m - $500m in assets
None.
FDIC - IT | October 2011
exam experience posted by a VP‚ Risk Management from member with between $500m - $1b in assets
Level of detail of board reporting for wire transfers & ACH
OCC - S&S | June 2011
exam experience posted by a VP‚ Audit from member with under $250m in assets
Did not expect them to go into detail of specific general ledger accounts.

RELATED VENDOR REVIEWS:
ID Verification
Fidelity Information Services Inc
Xpertonline
Credit Information Systems (f.k.a. Factual Data)
Information Security Program
CoNetrix
BSA Audit
AuditOne
BSA Audit
Dixon, Davis, Bagent & Company

 
 

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