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Rich Moldenhauer
Flagship Bank Minnesota

 
 
Regulation O Policy
Contributed by:Lending/Credit/Loan Admin
Asset size: Bank with under $250m
Location: Midwest
Description: This policy adheres to Regulation O guidelines and closely governs the relationship between the Bank and all insiders, including a process that monitors and validates compliance.

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MORE PEER CONTRIBUTED DOCUMENTS:

31 Documents 51 Answers 84 Exam Watches 3 Vendor Reviews

Regulation O Policy
Asset size: with between $500m - $1b
Description: Regulation O Policy--8 pages. Used outside counsel for assistance in writing it.
Reg O Training- for board
Asset size: with between $500m - $1b
Description: You may want to add Bank specific legal lending limits, as well as, who all falls under Regulation O at your institution.
BOD Reg O Training
Asset size: with between $500m - $1b
Description: The presentation is 15 pages long. I provide the information using the notes page view.


RELATED QUESTIONS AND ANSWERS:
Q
Employee Overdraft Policy
Asked by: Manager,‚ Human Resources
Asset size: Bank with
Location:PA

We are looking for an Employee Overdraft Policy.
A
Answered by:Manager, ‚ Human Resources
Asset size: Bank with under $250m
Location: WI

We have defined the number of overdrafts that we consider excessive. However, we also inc...
Q
Social Media Posting Policy
Asked by: Lending/Credit/Loan Admin
Asset size: Bank with
Location:MO

Does anyone have a policy addressing what type of information your financial insitution will or won't post on company social media accounts (or possibly an agreement that employees who post to company social media accounts sign)? Any help would be greatly appreciated.
A
Answered by:VP, ‚ Marketing
Asset size: Bank with between $500m - $1b
Location: WI

Here is the relevant portion of our Social Media Administrator policy. The policy also in...


RELATED EXAM EXPERIENCES:
FDIC - BSA/AML | March 2013
exam experience posted by a VP‚ Compliance/BSA/Legal from member with between $500m - $1b in assets
Much attention was given to internal BSA training records.
FDIC - Compliance | July 2013
exam experience posted by a Compliance/BSA/Legal from member with under $250m in assets
Do you gross up non-taxable income?<br/>Do you have a policy and procedures on Garnishment of Accounts Containing Federal Benefit Payments?<br/>Does your institution have a policy and procedures on the Fair Credit Reporting Act, which includes the Furnisher Rule requirements?
FDIC - Compliance | July 2011
exam experience posted by a VP‚ Compliance/BSA/Legal from member with over $1b in assets
WHere are the written policies and procedures for all regulations (even those that do not require written policies)?

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