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Flagship Bank Minnesota

 
 
Regulation E Policy (Sample)
Contributed by:AVP‚ Back Office/Deposit Operations
Asset size: Bank with under $250m
Location: Midwest
Description: A sample Regulation E Policy is attached. All supporting exhibits are included in a separate document. This document is provided for information purposes only. It is not intended as legal advice. You may wish to consult with legal counsel before using any document or agreement for your particular situation. No legal advice is given or intended by uploading this document for your review.

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MORE PEER CONTRIBUTED DOCUMENTS:

72 Documents 82 Answers 54 Exam Watches 3 Vendor Reviews

Identity Theft Prevention Program
Asset size: with between $500m - $1b
Description: Identity Theft Red Flag Policy with sample letter and Red Flag worksheet; 16 pages.
Secondary Market Quality Control Policy and Program
Asset size: with under $250m
Description: Banks that originate FHA mortgages are required to have a written quality control plan. This download contains a 4 page policy for Secondary Market programs, and includes the common FHA Required policy elements. ALSO INCLUDED is a Quality Control Review Program checklist, to be used to document compliance with the FHA's requirements. The QC Review Program includes sample text that you may customize for your institution. This is designed for small entities (small,community banks) and may not be detailed enough for very large originators that may have robust requirements.
International Wire Transfer Form
Asset size: with over $1b
Description: This is a standard form for taking information for an international wire transfer. It includes required information such as transaction information, officer approval, payment method, originator and beneficiary fields, etc.


RELATED QUESTIONS AND ANSWERS:
Q
Customer Due Diligence Policy
Asked by: SVP,‚ Compliance/BSA/Legal
Asset size: Bank with
Location:WI

I am trying to write a Customer Due Diligence/Enhance Due Diligence policy in a short hurry and need a template or some help with some language. is there a template or sample policy available?
A
Answered by:CCO, ‚ Back Office/Deposit Operations
Asset size: Bank with under $250m
Location: IL

Attached is the cip policy...
Q
Abusive Member or Denial of Services policy
Asked by: VP,‚ Vendor Management/Vendor Selections
Asset size: Credit Union with
Location:FL

Does anyone have an abusive member or Denial of Services policy that they would be willing to share?
Thank you!
A
Answered by:AVP, ‚ Compliance/BSA/Legal
Asset size: Credit Union with over $1b
Location: MD

Members (to include joint owners, co-applicants, co-signers, co-renters, authorized repre...


RELATED EXAM EXPERIENCES:
FDIC - Compliance | February 2013
exam experience posted by a VP‚ Compliance/BSA/Legal from member with under $250m in assets
Third party payment processing
FDIC - BSA/AML | March 2013
exam experience posted by a VP‚ Compliance/BSA/Legal from member with between $500m - $1b in assets
Much attention was given to internal BSA training records.
FDIC - Compliance | July 2013
exam experience posted by a Compliance/BSA/Legal from member with under $250m in assets
Do you gross up non-taxable income?<br/>Do you have a policy and procedures on Garnishment of Accounts Containing Federal Benefit Payments?<br/>Does your institution have a policy and procedures on the Fair Credit Reporting Act, which includes the Furnisher Rule requirements?

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Exec. Index Retirement/Split $ Policy
Clark Consulting

 
 

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