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"Tackling new projects takes a lot of time and effort. But with cbanc, this is a solution that gives me real work savings. Using the cbanc Network doesn't take up my time, it gives me my time back."

Rich Moldenhauer
Flagship Bank Minnesota

 
 
Advertising Approval Request Form
Contributed by:VP‚ Compliance/BSA/Legal
Asset size: Bank with under $250m
Location: Southeast
Description: Since examiners like to see proof of advertising reviews and copies of advertisements, the Advertising Approval Request Form was developed for this purpose. It is to be completed by whomever is responsible for advertising/marketing and contains an approval section. It is a form fields format for easy use. The ad can be attached for record retention.

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MORE PEER CONTRIBUTED DOCUMENTS:

44 Documents 37 Answers 10 Exam Watches 12 Vendor Reviews

Major System Change Form
Asset size: with under $250m
Description: This form can be used to assist in requesting and tracking major system changes for IT
Advertising Policy
Asset size: with between $250m - $500m
Description: Advertising Policy was written with help from FIS
Advertising Checklist
Asset size: with over $1b
Description: Advertising Checklist is 22 pages long and covers advertising on the following topics Defining Advertising General Requirements Lending Advertisements - Closed End Credit Lending Advertisements - Open End Credit Deposit Advertisements Broadcast, Electronic, or Outdoor Media (Deposits) Indoor Signs (Deposits) Overdraft Services Advertising Nondeposit Investment Products (including Brokerage, Insurance, Annuities) CAN-SPAM Act Email Unfair, Deceptive, Abusive Acts or Practices “UDAAP” Using the FDIC Logo Fair Lending


RELATED QUESTIONS AND ANSWERS:
Q
Fannie Mae Servicing Policy
Asked by: SVP,‚ Risk Management
Asset size: Bank with
Location:TX

Does anyone have a robust Fannie Mae servicing policy and/or procedures? Or know of a good for-purchase template?

Please post the content to the Exchange or share your thoughts below.
A
Answered by:
Asset size: Bank with
Location:

...
Q
Model Risk Management
Asked by: SVP,‚ Compliance/BSA/Legal
Asset size: Bank with
Location:TX

If you are an OCC regulated bank, wanted to see if any of you have taken action (i.e. developed a program/policy/inventory/action plan) in response to the OCC’s guidance on Model Risk Management (http://www.occ.gov/news-issuances/bulletins/2011/bulletin-2011-12.html)
A
Answered by:SVP, ‚ Risk Management
Asset size: Bank with between $250m - $500m
Location: NY

Yes, we have implemented the guidance of OCC on Model Risk Management....


RELATED EXAM EXPERIENCES:
FDIC - Compliance | June 2011
exam experience posted by a SVP‚ Compliance/BSA/Legal from member with between $250m - $500m in assets
Written foreclosure policy. Our loan policy addressed it, but is not very specific based on recent trends. We also had a technical problem with our core service provider which was cited as a vendor management issue because we did not have documentation that we have been trying to get them to fix the issue.
FDIC - Compliance | August 2012
exam experience posted by a AVP‚ Compliance/BSA/Legal from member with under $250m in assets
None
FDIC - Compliance | June 2012
exam experience posted by a VP‚ Compliance/BSA/Legal from member with between $250m - $500m in assets
What kind of products were offered.<br/>How does HMDA review work

RELATED VENDOR REVIEWS:
Invoice Approval
BankTEL Systems
Grand Opening Advertising
Fun Spots, Inc.
Advertising
Directory Publishing Solutions
Advertising
Lamar Advertising Company
Loan Orig / Forms / Training
WOLTERS KLUWER

 
 

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