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CBANC Member at a Bank ($605M|PA) on August 31, 2015

The purpose of this paper is to give bankers an understanding of exactly what human trafficking is; the scope of human trafficking especially here in the U.S., how American children are also being trafficked, and the ways banks can identify and report suspicious activity tied to human trafficking. With this knowledge, the financial sector can be a vital part of stopping this despicable crime.

Uploaded in response to: Has anyone put together annual BSA training for staff that includes Human Trafficing and things to look for? Any help would be greatly appreciated.


CBANC Member at a Bank ($258M|TX) on August 28, 2015

I have a checklist to meet the new requirements for TRID. I have the secretary/loan officer complete our loan worksheet & fee worksheet (with information necessary to make a compliance decision). I complete the Real Estate Checklist to indicate which documents need to be prepared and the timeframe they should be completed. It includes information for compliance.

Uploaded in response to: Does anyone have a flowchart or something that explains their workflow for the upcoming TRID rule?

USB - 2015 CMC Tracking Log FOR CBANC.xlsx

CBANC Member at a Bank ($672M|CA) on August 28, 2015

A mechanism for tracking regulatory changes or new rules from proposal to implementation. meant for high level use, with action plans required for complex regulations. Use to report to BOD and at various staff meeting levels. I use other sheets to monitor internal compliance monitoring issues as well as resolutions.

Uploaded in response to: Compliance Monitoring


CBANC Member at a Bank ($150M|UT) on August 26, 2015

This is what we have in our teller books. If we suspect a counterfeit, we would detain the bill and get the person's information. If it turns out to be a real bill, the Secret Services will send it back to you.

Uploaded in response to: Suspected counterfeit currency