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S.A.F.E. Act Audit

CBANC Member at a Bank ($332M|KY) on September 12, 2011

This is an audit program for compliance with the S.A.F.E. Act. Program addresses the following areas:

1. Policies and Procedures
2. Bank Registration
3. Identification of MLOs
4. Registration of MLOs
5. Unique Identifier - When provided
6. Training

Related Topics

  • 6 Pages
  • 27 Thanks!
  • between $250 million and $500 million in assets