[FREE] Tying your Risk Assessments to Guidance and Regulations

December 9 2022 19:00 - 20:00 UTC

Compliance is one of the largest risks in your institution. Let's talk about how you can use your risk assessments and your compliance management system (CMS) to identify gaps and ensure all of your risks and controls are managed properly.

We will discuss how an effective CMS and Risk Management Program need to work together:

  • The benefits of tying your risk assessments to guidance and regulations
  • Components of the risk assessments
  • Identifying regulatory changes within your CMS
  • Change management process
  • Bringing risk and compliance together
  • Creating and updating risk assessments based on new or updated guidance of regulations, including identifying risks and controls that are impacted
  • Ways to connect regulations, risks or controls within your systems
  • Importance of reporting and communication


Chief Compliance Officers, Compliance Managers, Compliance Specialists, Risk Management Professionals, Chief Risk Officers, Chief Operating Officers

CPE Information:

  • Prerequisites: N/A
  • Advanced Preparations: N/A
  • Course Level: Basic
  • Group Internet-Based Training

CBANC Network is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org

  • Compliance
  • Regulation
    • Risk

No resources available.