TOPIC: Internal Audit

Second-line Risk Testing / Risk Matrix Template

AVP at a bank ($102MUSA)
I am in the process of developing out the second-line of defense testing scripts for risk mgmt areas (deposits, BSA, Lending/Credit, finance, etc) and documenting the specific controls.  Is anyone willing to share their process, test scripts with what questions/items you review? Or a risk control matrix/template that outlines risks and controls common to the community banks.
Thank you, 

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