TOPIC: Regulation

Earnings Credit/ECR

SVP at a bank ($96.1BUSA)
Reaching out for guidance on using Earnings Credit (ECR) for covering third-party vendor services - do people use bulk contracting and invoice the underlying clients or simply rebate/refund a client's bill on agreed services.   Examples being accounting software, CPA prep, or payroll...     Also on payroll, anyone had success including the HR benefits add-ons for ECR (as all the payroll companies now sell HR services too).   Thanks !

    Ncontracts November Webinar - On Guard: Strengthening Risk Assessments in Key Areas of Regulatory Scrutiny 11/25/19 @ 3:00 PM ET

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    Financial institutions are tasked with keeping consumers and the banking system safe. That includes regular risk assessments identifying, assessing, measuring, mitigating, and monitoring risk in areas like information security, Gramm-Leach-Bliley, ACH, Bank Secrecy Act/Anti-Money Laundering, and identity theft.

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      • Managing risks vs. managing tasks
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      Loan Tracking System

      Employee at a credit_union ($44MUSA)
           Checking to see what others are currently using to track and facilitate the progress of loans internally. Do most turn to a spreadsheet to input information at various points in the processing cycle? I would appreciate any guidance, procedures or suggestions shared!   

        Regulation D Risk Matrix Template

        VP at a bank ($298MUSA)
        Does anyone have a Reg D Risk Matrix Template that they are willing to share? Or basically any deposit regulation risk matrix.....
        We are changing the way we do our risk assessments to more of threat liklihood / magnitude of impact - inherent / residual risk type matrix.
        Thank you!

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            Regulatory Compliance Update LIVE

            Join us for our last quarterly Regulatory Compliance Update of the year on October 22nd! Cayci Branum and Kenny Douglas will be covering current hot topics, upcoming regulations and more surrounding regulatory compliance. Register here: